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EB-1A Extraordinary Ability Petitions – Comprehensive Evidentiary Guide

EB-1A Extraordinary Ability Petitions – Comprehensive Evidentiary Guide

EB-1A Extraordinary Ability Petitions – Comprehensive Evidentiary Guide

Introduction:

EB-1A is an employment-based immigrant visa category for individuals with extraordinary ability in the sciences, arts, education, business, or athletics. U.S. law under 8 C.F.R. § 204.5(h)(3) – Evidentiary criteria for EB-1A –, defines this standard as a level of expertise indicating the person is “one of that small percentage who have risen to the very top of the field of endeavor,” with achievements that have garnered sustained national or international acclaim. In practical terms, the EB-1A petitioner must show a career of exceptional accolades and recognition, documented by extensive evidence. Unlike most other employment-based visas, EB-1A does not require a job offer or employer sponsorship – one can self-petition – but the individual must intend to continue working in the field of their acclaim in the U.S. and show that their work will prospectively benefit the country under USCIS Policy Manual, vol. 6, part F – Extraordinary Ability guidance on two-step analysis and criteria interpretation. This category has a very high bar, reflecting its prestige as a path reserved for those at the pinnacle of their professions.

Based on caselaw in Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010), to qualify for EB-1A, a petitioner must provide initial evidence either of a one-time achievement (a major, internationally recognized award, such as a Nobel Prize) or evidence that the person meets at least three out of ten specific criteria listed in the regulations. These ten criteria (detailed below, under Step 1) are designed as indicators of sustained acclaim – e.g. significant awards, media coverage, high salary, etc. If a particular criterion does not readily apply to a petitioner’s occupation, the regulations permit comparable evidence to be submitted in its place. Simply meeting three criteria, however, is a threshold requirement and not in itself sufficient for approval. USCIS uses a two-step adjudicative process (commonly called the Kazarian analysis): 

  • Step 1 – determine whether the evidence satisfies at least three criteria (or a major award); 
  • Step 2 – consider all the evidence in totality to decide whether it proves that the person is indeed extraordinary in the field (i.e. has sustained acclaim and stands among the few at the top). 

Below, we present a comprehensive guide through each evidentiary criterion (Step 1), followed by guidance on the final merits determination (Step 2). This guide offers plain-language explanations, real-world examples across various fields, insights into how USCIS evaluates each type of evidence, common pitfalls (including interpretations from USCIS and the Administrative Appeals Office), and practical tips for persuasive presentation. 

Step 1

Meeting the Initial Evidentiary Criteria

To satisfy Step 1, petitioners typically must document at least three of the ten criteria outlined in 8 C.F.R. § 204.5(h)(3) (unless they have a single major award). Each of these criteria is explained below in plain terms, with examples and guidance. Keep in mind that quality is more important than quantity: one well-documented criterion can be more persuasive than three marginal ones. It’s also not necessary (or often possible) to meet all ten criteria; part of a successful strategy is selecting the strongest three (or more) criteria that fit the person’s career, and focusing on compelling evidence for those. In cases where a standard criterion doesn’t neatly apply to a person’s field, comparable evidence may be used to fill the gap – but this should be done with a clear justification (explained in the Comparable Evidence section below). For each criterion, we discuss what it means, examples of qualifying evidence across science, education, business, athletics, and the arts, what documentation to provide, how USCIS assesses it, and common pitfalls to avoid.

Step 2

Final Merits Determination (Kazarian Analysis)

After meeting at least three criteria (or providing an acceptable one-time award), the petition moves to Step 2: the final merits determination. At this stage, USCIS evaluates all the evidence in totality to decide whether the person, as a whole, has achieved the level of extraordinary ability required – meaning they have sustained national or international acclaim and are among the small percentage at the top of their field. This is where the officer looks beyond the checklist of criteria and assesses quality, significance, and the overall picture painted by the evidence.

It’s crucial that USCIS conducts this step properly and separately from Step 1. In the past, some adjudicators conflated the two – for instance, by requiring evidence of impact (Step 2 considerations) within the criterion analysis (Step 1). The Kazarian v. USCIS case in 2010 addressed this, clarifying that USCIS should first count the criteria, then do a qualitative review. They shouldn’t impose extra requirements on individual criteria beyond the regulation (for example, they cannot say an article doesn’t count unless it was cited X times; citations are relevant in final merits, not for meeting the authorship criterion itself).

Two-step framework in practice: In Step 1, you either have the major award or you’ve shown at least three criteria with evidence meeting the regulatory definitions. Once that threshold is crossed, Step 2 asks: Does all this evidence, taken together, prove that the person is at the very top of their field and has sustained acclaim?. The officer should consider the totality of evidence, including any evidence that didn’t neatly fit a criterion but was still submitted, as well as the context and significance of each piece. They will weigh factors like: Are the achievements recent and ongoing (sustained)? How prestigious are the awards or roles in context? Did the letters and media convincingly show influence and prominence? Is there consistency in the story that this person is one of the few at the top?

It’s essentially a holistic judgment using a preponderance of the evidence standard – meaning they must decide whether it’s more likely than not that the person meets the high bar of extraordinary ability. Preponderance is the legal standard for these cases: if the evidence makes it more than 50% likely that the claims are true, the petitioner meets the burden. Officers aren’t supposed to require “clear and convincing” or “beyond reasonable doubt” – just more likely than not. This is important, because sometimes USCIS decisions have seemed to demand near certainty or have nitpicked even strong evidence. Reminding them of the proper standard can be part of an effective argument in close cases.

Proper application vs. evidentiary conflation: USCIS should avoid “evidentiary conflation,” which is mixing the Step 2 judgment into Step 1. For example, if an officer were to say “Your scholarly articles aren’t sufficient because they weren’t cited widely,” that would be conflating – citations relate to how influential the work was (a final merits consideration), whereas the criterion just asks if you wrote scholarly articles. Kazarian explicitly pointed out that things like citation counts, while relevant to whether you’re at the top of the field, are not relevant to whether you’ve provided evidence of authorship of articles. So at Step 2, yes, the officer can consider citations to gauge significance of contributions, but they shouldn’t have required them to count the criterion. Similarly, an officer shouldn’t say “you had press but it’s not enough because the article was short” when deciding if criterion 3 is met; if it objectively meets the criterion, it counts – but at Step 2 they can weigh that a one-paragraph mention isn’t strong evidence of sustained acclaim.

If you ever get an RFE or NOID that seems to dismiss evidence because it’s “not persuasive” in isolation even though it meets the criterion, that’s a hint of conflation. The correct approach is to accept it for criterion, then in final merits explain why, despite that evidence, maybe the case still doesn’t show top-of-field. However, USCIS guidance and training now emphasize doing this two-part analysis properly, so ideally officers are following it.

Preponderance standard and burden shifting: According to guidance and case law, once a petitioner has made a prima facie case by meeting the criteria, effectively the burden shifts somewhat – USCIS should approve the petition absent specific reasons to still doubt that the person is at an extraordinary level. One way to articulate this: If the petitioner has, by a preponderance of evidence, shown eligibility (met criteria and evidence points to sustained acclaim), then to deny, the officer should articulate specific, material deficiencies in the overall case. They can’t just say “we’re not convinced” in general terms. In fact, USCIS policy (post-Kazarian) says that in the final merits analysis, if denying, the officer must provide specific reasons why the petitioner is not one of the few at the top despite meeting the criteria. They should not simply restate the standard or say evidence wasn’t enough without context.

For example, a proper final merits denial (if warranted) might say: “Although the petitioner met three criteria, the record as a whole does not show sustained acclaim. The awards presented were all from the petitioner’s university and local region, and no evidence of any national-level recognition was provided. The media articles were brief mentions without indicating significant renown. And while the petitioner played an important role at a reputable company, that company is a mid-sized regional firm, not one known nationally in the field. Therefore, the evidence does not demonstrate that the beneficiary has reached the very top of the field.” That would be a specific reasoning. By contrast, an improper analysis would just say, “The beneficiary has not shown they are one of the small percentage at the top; thus, petition is denied” – without explanation.

As petitioners (or counsel), we want to frame the final merits in our favor by emphasizing the cumulative impact of the evidence. One can argue, for instance: Look at the overall picture – the person has won multiple nationally recognized awards, been featured in major media, plus has expert testimonials linking all this to a pattern of sustained acclaim. If each piece of evidence on its own might be arguable, together they corroborate and reinforce that this individual’s reputation is extraordinary.

Favorable framing strategies: - Tell a coherent story: Rather than a disjointed list of accomplishments, weave the evidence into a narrative of rising and sustained prominence. For example: “Early in her career, she won the XYZ Award (Criterion 1), which led to high-profile media coverage (Criterion 3). Building on that acclaim, she took a leading role at the prestigious ABC Institute (Criterion 8), where her innovations garnered further press and professional accolades. Over the last decade, she has consistently been invited as a keynote speaker and expert judge (Criterion 4) at top conferences, reflecting continuous recognition. Every piece of evidence builds on the last to show an ongoing trajectory of excellence.” This helps the officer see sustained acclaim, not one-hit wonders or isolated incidents. - Emphasize quality of evidence: If some criteria were met with extremely strong evidence (like a globally distinguished award or a groundbreaking patent used worldwide), highlight those as essentially trumping any lesser points. The policy even suggests that meeting the criteria with strong evidence should generally result in approval unless a specific reason not. For instance, “The petitioner’s achievement of winning the Fields Medal (major award) and publishing in Nature with record-high citations should, on their face, establish his extraordinary ability. Under Kazarian, since we have met the criteria with such caliber, the petition should be approved absent any specific counter-evidence.” - Address any weak points directly: If there are known weaknesses (say one criterion was barely met or evidence is older), preemptively explain why it doesn’t undercut the overall acclaim. E.g., “Although the media coverage submitted was primarily from trade publications, those are in fact the key outlets in this niche field and are widely read by the experts – hence they carry weight in demonstrating national recognition within the professional community.” Or, “The petitioner’s salary, while moderate by general U.S. standards, is actually among the highest in their country, as evidenced by local wage data, reflecting top-tier status regionally – combined with their other international achievements, it underscores global acclaim.” - Cite standards and precedent: Remind USCIS of the standards they must apply. For instance, mention that the burden of proof is preponderance (more likely than not). Note that Kazarian instructs not to impose novel requirements beyond the regs. If an RFE/NOID had misstatements (like misquoting “major significance requires influence on field as a whole,” which some have done, e.g., misreading of Visinscaia case), politely clarify the correct interpretation. For example, the regulation doesn’t demand influencing the entire field universally, just major significance in context – you can argue that point using AAO decisions or the text. - Use expert letters smartly: In final merits, letters of support can be more explicitly helpful. They shouldn’t just recite criteria, but they can tie everything together: e.g., “Prof. Z’s letter explains how each of Dr. Y’s contributions – from her highly-cited papers to her leadership in the industry consortium – collectively have changed the landscape of the field. Multiple independent experts concur that she is among a handful of leaders internationally.” Such synthesis in letters can guide the officer’s thinking in final merits. But caution: USCIS doesn’t accept letters alone if not backed by facts. Ensure letters reference specifics (which you have documented). - Highlight any ongoing acclaim: Sustained means it’s not a one-time flash. If recent evidence exists (like continuing invitations, new awards during the process, etc.), mention those to show momentum. Even if not formally submitted as separate criterion evidence, they can be mentioned in the cover letter or by an expert to show the acclaim is ongoing. - Frame it as meeting the statutory definition: Ultimately, the statute and reg define extraordinary ability as “sustained acclaim” and “one of the small percentage at the top”. Use those phrases in summarizing the case: “Taken together, the record demonstrates that the beneficiary has achieved sustained national and international acclaim and stands as one of the small percentage at the top of their field. This is evidenced by recap big points and is further supported by the unanimous opinion of experts in the field. Under the preponderance standard, this easily meets the required showing.” - Address any prior O-1 if relevant: If the individual had an O-1 visa (nonimmigrant extraordinary ability) previously, mention that “While not determinative, the prior O-1 classification underscores USCIS has recognized the beneficiary’s extraordinary ability before. There have been no declines in his achievements since – in fact, they have grown. Consistency suggests an approval here as well.” USCIS can deny EB-1 even if O-1 was given, but they typically should explain if they do so; it’s a subtle positive factor to point out.

Burden shifts and officer’s articulation: As mentioned, once the criteria are satisfied with a prima facie case, officers essentially need to articulate a concrete reason to deny. For example, they might articulate: “Although three criteria are met, the evidence lacks any indication of peer acclaim or impact beyond the petitioner’s immediate circle; the awards are local, the press is self-generated, and letters are from collaborators – thus, the petitioner’s acclaim does not appear to reach the level of national recognition expected.” If an officer cannot articulate something like that and is just unsatisfied in general, that’s not a defensible denial. We can argue in a response: According to the USCIS’s own guidance (citing, e.g., an AILA memo or policy manual), once the minimum criteria are met, the petition should be approved absent specific, substantiated reasons to conclude the person is not extraordinary. We could quote: “If a petitioner has satisfied three criteria, he or she has demonstrated, by a preponderance, prima facie eligibility. At that point, the burden shifts to USCIS to show, by specific evidence, that the person is not at the required level.” This isn’t in the reg but is an argument made by practitioners and aligns with the idea of a proper final merits analysis requiring specificity.

In practice, a well-prepared petition will try to prevent a negative final merits by making the evidence as robust and clear as possible in Step 1 and tying it together for Step 2. The attorney’s cover letter or brief should do a final merits argument explicitly, so the officer reading it can adopt that reasoning if inclined to approve, or is at least challenged to refute it point by point if they consider denial.

In summary for Step 2: We ensure USCIS applies the two-step process correctly, separating the objective meeting of criteria from the subjective overall evaluation. We remind them of the preponderance of evidence standard (more likely than not), not requiring extraordinary evidence beyond the criteria (Kazarian cautioned against “novel substantive requirements” beyond the regs). We guard against any conflation by pointing it out if it occurs (e.g., if an officer says “no evidence the award had international media coverage, so criterion not met,” we’d counter that’s a final merits consideration). And we present a compelling synthesis that all the evidentiary threads weave into a tapestry of an extraordinary career.

If done well, by the end of Step 2 the officer should have a clear and convincing argument in front of them that the person not only checks the boxes, but truly stands out as one of the elite in their profession – which is exactly what the EB-1A category is for. As one guidance put it, meeting the criteria with robust evidence generally means the petition should be approved absent a specific, articulable reason to conclude the person is not in fact extraordinary. Our goal in final merits is to eliminate any such reasons by addressing them head-on, and thereby secure an approval.

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